and expectation without having supporting information or documents to back up his claim were in contravention of the Notification of the Capital Market Supervisory Board*. The SEC therefore suspended
and deliberation as a professional. His misconduct was in violation of the Notification of the Capital Market Supervisory Board*. The SEC therefore suspended his approval as securities investment
/9265p_r.pdf. ** The Notification of the Capital Market Supervisory Board No. Tor Nor. 38/2562 Re: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Fund, dated 25 April
) 17/01/2005 01/03/2005 3. Notification of Capital Market Supervisory Board 3/2555 (Synopsis) 18/01/2012 01/04/2012 4. Notification of Capital Market Supervisory Board TorThor/Nor/Khor 37
Investor and High Net Worth Investor 08/02/2017 16/02/2017 4. Notification of Capital Market Supervisory Board Tor Thor. 34/2556 Repeal of the Notifications related to Operation of Securities Business
Derivatives Businesses 23/11/2011 01/12/2011 4. Notification of Capital Market Supervisory Board Tor Thor. 34/2556 Repeal of the Notifications related to Operation of Securities Business and Derivatives
23/11/2011 01/12/2011 3. Notification of Capital Market Supervisory Board Tor Thor. 34/2556 Repeal of the Notifications related to Operation of Securities Business and Derivatives Business by
/2011 01/12/2011 4. Notification of Capital Market Supervisory Board Tor Thor. 34/2556 Repeal of the Notifications related to Operation of Securities Business and Derivatives Business by Securities