and underwriting of investment units and securities borrowing and lending.  This is to ensure sufficient information for monitoring and examining safe-keeping of client assets. The consultation paper is

Volunteers as key mechanisms in monitoring and encouraging listed companies to conduct shareholders’ meetings effectively, provide adequate disclosure of information to shareholders, and facilitate

and effective system for analyzing, reviewing and monitoring the quality of securities, resulted from the instruction or the failure to give instruction which is a duty required to be performed. SEC

for analyzing, reviewing and monitoring the quality of securities, resulted from the instruction or the failure to give instruction which is a duty required to be performed. SEC Act S.283 paragraph 1

with the rules, conditions and procedures stipulated in the relevant notification. In this regard, Gulf Binance submitted 26 reports of the results of monitoring and inspecting trading conditions (Daily

procedures stipulated in the relevant notification. In this regard, Z.COMEX submitted 23 reports of the results of monitoring and inspecting trading conditions (Daily Report) for the period from January 21

stipulated in the relevant notification. In this regard, INVX submitted 22 reports of the results of monitoring and inspecting trading conditions (Daily Report) for the period from January 18, 2025 to March 29

for monitoring the operations of the digital asset business operator was deficient. In particular, Bitazza failed to prepare an audit plan that appropriately reflected the relevant risks. The audit

common control with another entity. performs analytical functions that are necessary for the issuing or monitoring of a credit rating or participates in determining credit ratings, including an employee

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ส่งผู้ชนะเลิศการประกวดโครงการ Capital Market Datathon ได้แก่ ทีม TTF: Teen Titans of Finance และทีม The Unique เข้าร่วมนำเสนอผลงานใน