document bears the customer’s photo. Clause 10. In conducting the KYC/CDD process under Clause 8, the securities company shall classify, and apply the scope and intensity of the procedures mentioned in
, and apply the scope and intensity of the procedures mentioned in Clause 9 (1) and (2) for each client in accordance with the client’s level of risk associated with money laundering (risk-sensitive basis
Disposal of Assets. From calculation the transaction found that size of transaction according to Net Tangible Assets Basis is highest equivalent to 22.49%, which the scope of transaction type 2. The Company
control measures are suitable to the risks and specific characteristics of the organization such as the environment; the work complexity, the characteristics of work, the scope of the operations, and other
written policy, scope, or definition of work to be outsourced, with approval, whether on a general or case-by-case basis, of the board of directors or the working group assigned by the board of directors
) measures to be implemented in the case of emergency which may affect the provision of services as a securities clearing house or central securities depository, with a defined scope that covers possible
where a foreign company has been established. 1 Law on State Administration means the State Administration Act B.E. 2534 (1990). 3 Part 1 General Provisions ______________________ Chapter 1 Scope of the
- Technology and etc. Major Shareholders of Supreme Enterprise Dr. Sein Myint Type of Project B.O.T. (Build-Operate-Transfer) Scope of Project The concessionaire for construction and operation & maintenance of
from derivatives for clients; “member of fund investment committee” means a member of a committee which is appointed or assigned by a fund management company to consider and determine the scope of
holder and non-transferable unless in the case of inheritance. Number of Warrants in issuance and offering : Not exceeding 225,000,000 units Date of issuance : Within 1 year from the date of the approval