Notification of the Capital Market Supervisory Board concerning Rules on Personnel in Capital Market Business, to perform duty as a branch manager or responsible person for operating a branch office by complying
the Office 4.1 Eligible applicants (a) In respect of training course or seminar, the organizer such as training institutes or securities companies shall be the person to submit application to the Office
4.1 Eligible applicants (a) In respect of training course or seminar, the organizer such as training institutes or securities companies shall be the person to submit application to the Office; (b) In
in any assets other than the infrastructure asset, the trust instrument shall specify the person responsible for such asset management which may be the trustee itself or another person eligible for the
Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this Notification: “Derivatives broker” means any person licensed to undertake derivatives business in the category of
) SANCTIONS.—If the Board finds, based on all of the facts and circumstances, that a registered public accounting firm or associated person thereof has engaged in any act or practice, or omitted to act, in
meets the following qualifications: (a) The components of the index are the underlying that described in (1) – (7); (b) The index calculation methodology is clearly specified with reference to sources of
onwards. In this regard, the Board of Directors by the Nomination and Remuneration Committee is in the process of nomination of a qualified and appropriate person to be a director for a vacant position. If