any securities; “general advice” means giving advice to any person regardless of the purpose of investment, financial position and desire of such person; “specific advice” means giving advice to any
this form Page 2 of 8 Form 35 – NRI CIS NRI CIS Application Form To: Secretary-General Securities and Exchange Commission, Thailand Re: Application to offer NRI CIS to non-retail investors in Thailand I
กับ ผลิตภัณฑ์หรือให้ค าแนะน าทั่วไป (general advice) แก่ผู้ลงทุนเท่านั้น ส่วนการแนะน าการลงทุนแบบ specific advice อาจจะน าไปสู่การชักชวน (solicit) 4 เร่ือง ความเห็นของผู้ประกอบธุรกิจ ความเห็นของส า
SEC Secretary-General Ruenvadee Suwanmongkol (second from left) and SEC Assistant Secretary-General Praoporn Senanarong (far left) met with IOSCO Secretary-General Paul Andrews (middle) and IOSCO
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), together with SEC executives and staff, participated in a well-wishing ceremony and penned
1. Ms. Nataya Niyamanusorn, Assistant Secretary-General in charge of the Investment Management Division, has been appointed Assistant Secretary-General in charge of the Intermediaries and Market
Management Name : General WORAPAN WORASAKYOTHIN | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 07/09/2016
Management Name : General SINGHA SAOVAPAB | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 20/04/2016
Management Name : Major General SURIYA PHALAKORNKUL | Type of securities : Warrant | Methods of Acquisition / Disposition : Sell | Transaction Date : 04/08/2017