&fq=system_name%3ASEC_News&fq=system_name%3ASEC_News&start=0&rows=10 1 - 10 of 461 results Sort by: Relevance Date (Newest) Date (Oldest) SEC reveals guidelines to regulate digital assets issuers
SEC has established relevant regulatory guidelines governing the establishment and management of Thai ESGX, and a total of 37 Thai ESGX from 19 asset management companies (AMCs) are seeking the SEC’s
based on consolidated financial statement as of 31 December 2019. Therefore, AIS is entitled to disclose the transaction to the SET and submit a notice of information on such transaction to all
details thereof and provide information on related practices as follows: 1. Objectives of HK-TH MRF MoU HK-TH MRF MoU aims to facilitate cross-border offerings of funds between Hong Kong and Thailand with a
requirements of the revised regulations as well as providing guidelines for business operators accordingly. For further information and inquiries, please contact Ms. Sireethorn Civilize, Assistant Director, at
, derivatives intermediary or life insurance company whether established under Thai or Foreign law. “ payment information management for securities trading ”5 means services relating to collecting, organizing and
, derivatives intermediary or life insurance company whether established under Thai or Foreign law. 2 “payment information management for securities trading”5 means services relating to collecting, organizing and
measures for prevention of conflicts of interest. Clause 4 . The management company shall submit to the Office the following information relating to its property fund managers in the forms and procedures