Report of the Acquisition or Disposition of Securities (Form 246-2) 2.1 ( ) Acquisition ( ) Disposition ( ) Through the Stock Exchange of Thailand via a securities company
Report of the Acquisition or Disposition of Securities (Form 246-2) 2.1 ( ) Acquisition ( ) Disposition ( ) Through the Stock Exchange of Thailand via a securities company
following matters: (a) disseminating and sending information of foreign ETF to relevant persons, for example governmental organization or authority, the Stock Exchange of Thailand or unit holders of foreign
According to the referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, (1) Polyplex Corporation Limited (PCL), which directly holds 16.5 percent of PTL shares and
According to the referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, Warot and Jeeranan, former EY assistant auditors, were involved in irregular securities and
debt instruments (surveillance report – on a monthly basis)) ✓ ✓ 1. Database of SET Smart (the summary of trading and important statistics on debt instruments and bonds from the Stock Exchange) 3
conceal any material statements that should have been disclosed. Clause 40 If the issuer of depositary receipts is a listed company on the Thai Stock Exchange and is obligated to file the financial
applicant has failed to file the reports required by the SEC Office or the Stock Exchange under Section 57 or Section 199 in conjunction with Section 57, as the case may be; )c) the applicant shall not be in
, mutatis mutandis. Clause 47 A foreign company may file an application under Clause 46 only upon having the following characteristics: (1) being a listed company on the Stock of Thailand or a CLMV company