information and acquiring assets of victims by claiming that they were agents of a securities companies which was not true, (2) building corporate image by using name similar to a bank?s initial which in fact
responsible for preparation of the minutes of the board of directors? meeting was the one who prepared and signed the minutes disregarding the fact that there was no such meeting. The company secretary?s act
preparation of the minutes of the board of directors? meeting was the one who prepared and signed the minutes disregarding the fact that there was no such meeting. The company secretary's act allowed {A} to use
solicitation when in fact the public company did not even file an application for share offering, thus never listed on the SET as previously claimed. The clients suffered damage as a result. The misconducts of
duty as the approved capital market investment consultant for 9 months. Owing to the fact that the approval period remains until December 31, 2015, the approval shall be suspended until the lapse of such
important information in POWER-P?s 2005 financial statements and documents, as well as incomplete, incorrect and inaccurate accounts to deceive the others. Owing to the fact that Ratchasak made confession
director of GLOBAL. Evidently, he purchased 75,000 GLOBAL shares on 22 August 2012 through the trading account of Ekkamon. Any securities purchase that makes use of a non-public fact that is material to
the client made inquiry on the matter, he concealed the fact and embezzled the 1,000 baht gift voucher for himself. His acts were deemed dishonest in violation of Clause 20(1) of the Notification of
for investment in securities and derivatives. The said actions were done under the name ?Nateethong? through the web blog: URL http://nateethong.bloggang.com. Due to the fact that Yuttana was neither
ลงทุนทราบล่วงหน้า เป็นต้น นอกจากนี้ ตัวแทนขายต้องจัดทำเอกสารสรุปข้อมูลสำคัญเกี่ยวกับการเสนอขาย (Fact Sheet) เป็นภาษาไทยโดยมีสาระสำคัญตามที่กำหนด ?ASEAN CIS นับเป็นทางเลือกใหม่สำหรับผู้ลงทุนที่ต้องการ