Pass under ASEAN Capital Market Professional Mobility Framework: (a) shares listed on an ASEAN stock exchange; (b) investment units without high-risk or complex characteristics issued and offered for
client who wishes to invest in capital market products by exercising the subscription right as a shareholder of a listed company on the Stock Exchange of Thailand in concurrent compliance with the
Office of Securities and Exchange Commission, guidelines, orders and circulations issued by virtue of those prescribed Notifications in the Notification of the Capital Market Supervisory Board thereof
appears in the SEC’s approved list; “related person” means a related person under the Notification of the Capital Market Supervisory Board concerning the Rules on Related Party Transactions; “Stock Exchange
ทุนจดทะเบียน B. Memorandum and Articles of Association หนังสือบริคณหสนธิและขอบังคับบริษัท (X) C. Material Contracts รายละเอียดเก่ียวกับสัญญาท่ีสําคัญ (X) D. Exchange Controls การควบคุมอัตราแลกเปลี่ยน
. FNotification of the Capital Market Supervisory Board No. Tor Nor. 1/2554 Re: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Funds _____________ By virtue of Section 16/6 of
. 43 FNotification of the Capital Market Supervisory Board No. Tor Nor. 1/2554 Re: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Funds _____________ By virtue of
securities price which is the last market price as declared by the Stock Exchange or a securities trading center is incorrect, and the mutual fund supervisor has certified the existence of such cause; (b) In