in BM trading orders in a manner consistent with price manipulation. These activities occurred in different time periods. The investigation also revealed no detectable connection between the two groups

to the following cases taking place at different branches:   (1)  In the case of {A}, the findings showed that she had failed to give complete information and advice on redemption of retirement mutual

points of the amendments are summarized accordingly: (1) Market Misconduct: categorizing the characteristics of misconduct to be clearer and applicable to wrongful acts of different natures, into four

manner that boost up share prices by sending trading orders in great volume with different price levels, taking both bid and offer positions, matching trades of those securities within the same groups

different from the IFA?s opinion in that such modification is considered as the building repair in accordance with the order of the local authority, by virtue of Section 46 of Building Control Act B.E. 2522

operating in various jurisdictions. However, to take into account the different market, legal, and regulatory circumstances in which CRAs operate, and the varying size and business models of CRAs, the manner

adjustment of the warrant, the Company shall have to proceed to adjust the exercise price and the exercise ratio, throughout the maturity period of the warrant when the Company offers new allotment of ordinary

shall have to proceed to adjust the exercise price and the exercise ratio, throughout the maturity period of the warrant when the Company offers new allotment of ordinary shares to the existing

Office; (3) calculate the market prices of derivatives held by a client including any profit or loss from positions on derivatives in order to adjust the margin value of the client at least at closing time

any profit or loss from positions on derivatives in order to adjust the margin value of the client at least at closing time of normal trading session of every business day; Calculation for the market