Securities and Exchange Commission No. KorThor. 61/2543 Re: Rules, Conditions and Procedures for Operational Control in Securities Underwriting _____________ By virtue of Section 14 and Section 116 of the
Notification: “Securities company” means a company licensed to undertake securities business in the category of securities brokerage, securities dealing and securities underwriting which is not limited to debt
regulations: Clause 1. In this Notification: “Securities company” means a company licensed to undertake securities business in the category of securities brokerage, securities dealing and securities
this Notification: (1) “derivatives broker” means any person licensed to undertake derivatives business in the category of derivatives broker; (2) “market maker of gold derivatives” means any person
the following regulations: Clause 1 In this Notification: (1) “derivatives broker” means any person licensed to undertake derivatives business in the category of derivatives broker; (2) “market maker of
9.12 million or 35.99% mainly results from; 1. Revenue from sales increased by Baht 11.80 million because the Company has Revenue from sales from merchandising business by Baht 9.46 million, Revenue from
invest in digital assets, please check the list of the SEC licensed business operations/investment advisors at: SEC Check First (Thai https://www.sec.or.th/EN/Pages/Investors/Investors1.aspx SEC Search
must be made to the operations system, the accounting system, the database, and the internal control system. Training on accounting knowledge must be provided from the origin, in order to accommodate