ธุรกิจที่ได้รับอนุญาต ก.ล.ต. ได้รับเบาะแสจากผู้ลงทุน กรณีเว็บไซต์ fxprimus.com (FXPRIMUS) มีข้อความเชิญชวนให้ผู้ลงทุนเข้าไปซื้อขายสัญญาซื้อขายส่วนต่าง หรือ Contract For Difference (CFD) ที่อ้างอิงกับราคา
SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
gradually every 30 days until the investment contract expires. Such aforesaid conducts of Marnfah Group, Lederer (Thailand) and their respective authorized directors were liable to public offering of
contract for its account receivables. The SEC, therefore, directs YNP to rectify financial statements and to cooperate with one satisfy auditor in providing information and documents, and submit the
enter into derivatives contract with non-institutional counterparty, providing that the derivatives must be plain vanilla in nature and the purpose must be for hedging risk associated with business
breach of contract with the foreign software developer, including payment default.The JMT Audit Committee has acknowledgd the IFA?s opinion but still approved the Board of Directors? decision. The SEC has
loans and expand ECL business.PFS and ECL have agreed to enter into a business alliance contract whereby ECL is required to pay PFS a monthly compensation fee of 600,000 baht, accounting for the total
>วันที่ตอบ : 27/04/2552 คำถาม : กรณีที่กองทุนทำสัญญาลงทุน เช่น forward contract กับบุคคลภายนอกโดยมีข้อกำหนดเกี่ยวกับเบี้ยปรับในกรณีที่กองทุนผิดสัญญา
the case of giving advice by individuals or investment experts or in the case where a website or electronic media collects or processes data and publishes data, there is, therefore, an issue of