TikTok อ้างชื่อ stocks_cpall8 - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 26/02/2568)
TikTok อ้างชื่อ amazon_stocks - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 28/04/2568)
Bangkok, June 4, 2015 - The SEC suspended {A} and {B}, an equity investment consultant and a capital market investment consultant respectively, for failure to keep complete record of securities
become an important factor for stocks and mutual funds investment in recent times, but opening a trading account, which is the first step towards the services in the capital market, still takes a long
investment consultants found that {A} failed to keep complete records of a high volume of client's derivatives trading orders; while {B} failed to keep complete documentation and evidence of many derivatives
PTE. LTD.) to enter into a Share Purchase Agreement (“SPA”) with Mr. Do Tat Thang, a shareholder of Duong River Surface Water Plant Joint Stocks Company (“SDWTP”), a water supplier in Hanoi, Vietnam, to
assets such as fake stocks, real estate, precious metals, or non-existent projects. The scammers will offer "exclusive opportunities" or “insider information” that promise high returns with very low
securities trading decisions on behalf of the client as well as failed to keep complete records of the client's securities trade order instructions; while {B} and {C} failed to keep complete records of many
and documents submitted or presented or the explanations to elaborate or clarify in accordance with the first paragraph shall be complete and accurate.