Keeping of Clients’ Assets Clause 12 A securities company shall prepare records of each client’s assets under its custody in a separate account from any other asset account of the securities company and
records of each client’s assets under its custody in a separate account from any other asset account of the securities company and categorize as a margin account or a cash account, as the case may be. The
. Securities Code: TKT 2. Date of action resulting in reporting obligation: 29 October 2020 2.1 () Acquisition ( ) Disposition ( ) Through the Stock Exchange of Thailand via a securities company: Thai
. Securities Code: TKT 2. Date of action resulting in reporting obligation: 24 November 2020 2.1 () Acquisition ( ) Disposition ( ) Through the Stock Exchange of Thailand via a securities company: Thai
MDA_EN_4Q22 Management Discussion and Analysis Fiscal year ended February 28, 2023 AEON Thana Sinsap (Thailand) Public Company Limited (“the Company”) has already submitted the audited financial
licensed or regulated by the SEC Thailand : Asset Management Company Licensed Bank/ Financial Institution Licensed Securities Company Licensed Institution/ Corporation/ Organisation (e.g. insurance company
CIS. CIS in Thailand is set up as a legal entity separate from the CIS Operator. In short, after obtaining approval from the SEC Thailand to set up a mutual fund and offer investment units to investors
The Stock Exchange of Thailand Enclosure: Information Memorandum on the Asset Disposal, Schedule 1 of Rich Asia Corporation Public Company Limited Reference to the Board of Directors’ meeting of Rich
the omission of allocation of net profit as legal reserve since the separate financial statements of the Company states net loss and the omission of dividend payment from the operating result for the