Tor Thor. 34/2556 Repeal of the Notifications related to Operation of Securities Business and Derivatives Business by Securities Company and Derivatives Intermediary 06/09/2013 01/04/2014 4
Capital of asset management company Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act 2535 96 26/12/1999 30/03/2000 Contact The Securities and
Office and Serving Customers by an Asset Management Company outside Its Office Premises and Office Hours 29/05/2007 01/06/2007 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi
positions, who are responsible for the asset custody function https://publish.sec.or.th/nrs/2095pe.doc Translation or a group of persons who authorized a management company to manage a private fund; “Liquid
positions, who are responsible for the asset custody function https://publish.sec.or.th/nrs/2095pe.doc Translation or a group of persons who authorized a management company to manage a private fund; “Liquid
capital falls below the minimum requirement level, company must submit notification outlining cause and corrective plan to the SEC within 15 days as well as make necessary corrections within the notified
the transaction, GSC is required to cancel the transaction and to follow up ACAP in making repayment of the remaining principal and payment of interest immediately. However, the Board of Directors and
plan to follow up rectification of those deficiencies; (5) Leadership responsibilities (LD): Overall, despite leaders of audit firms? reinforcement of the importance of audit quality, deficiencies
when compared to total assets as of December 31, 2019. A change in total assets of the Company and its subsidiary came from details as follow. K. W. METAL WORK PUBLIC COMPANY LIMITED Head office 259/83
according to increased revenue The financial status of the Company as at December 31, 2018 is as follow Unit : million baht Statement of financial 31 DEC 2018 31 DEC 2017 Increase (Decrease) Percentage Asset