Exchange Commission) Form Bor.Lor. 8 Report on Assets of Customers (Synopsis)                 6. Report/Form (Notification of Securities and Exchange Commission)    01/09/2007     7. Report/Form

(UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. 7 Notification of the Office of the

(UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. Notification of the Office of the

notifications are as follows:  (1) Notification of the Capital Market Supervisory Board No. Tor Thor. 29/2568 Re: Custody of Client Assets of Securities Companies (No. 7): https://publish.sec.or.th/nrs/10847s.pdf

. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ------------------------- Notification of the

by cash or other assets when the specified incidents occur; 3. other contingent liabilities as stipulated by the Notification of the Office of the Securities and Exchange Commission. (7)2 “qualified

collateral; 2. payables under the pledged assets; 3. payable for a client account; 4. payable under a securities repurchase agreement; (d) other liabilities as stipulated by the Notification of the Office of

SEC issues a notification of the capital market supervisory board revising rules regarding the establishment of audit committee of securities companies by requiring a securities company keeping its

COMPANY LIMITED Disclosure Business News ( 15 record(s) found) Date Time Heading Link 08/09/2022 17:29 Information on Disposition of Assets 06/09/2022 18:03 Additional report of information on the Sales of

liabilities which the derivatives broker shall pay by cash or other assets when the specified incidents occur; 3. other contingent liabilities as stipulated by the Notification of the Office of the Securities