operator” means a person who is responsible for the management of collective investment schemes. “registration statement” means a registration statement for the offering for sale of units of a collective
reduction, with the key points as follows: (1) in cases where a capital reduction occurs while a business operator is subject to temporary suspension for all types of licenses for at least one year, or during
customers with integrity, honesty, quality, fairness and equality. In a case that a digital asset business operator will outsource other parties, the business operator is required to follow the notification
ตั้งแต่ปลายปี 2562 ก.ล.ต. ได้ริเริ่มโครงการพัฒนาระบบโครงสร้างพื้นฐานดิจิทัล (Digital Infrastructure) ของตลาดทุนไทย โดยร่วมกับผู้พัฒนาและให้บริการระบบ (main operator) ซึ่งประกอบด้วย สมาคมบริษัทหลัก
advance notice, if the outsourcees are: financial institutions, subsidiaries of the business operator, audit firms where the SEC-approved auditors work, the Stock Exchange of Thailand or its subsidiaries
Bangkok, June 17, 2013 ? The SEC has reintroduced mobile application ?start-to-invest?, providing more information on new products, inflation-adjusted investment calculator and business operator
mutual fund under Thai securities law although utilizing different forms of instruments such as shares or trust certificates. Eligible CIS must be managed by CIS operator subject to supervision of ASEAN
Office of the Securities and Exchange Commission Guidelines for Application and Approval for Appointment of Person to be Director and Executive of Derivatives Business Operator B.E. 2553 (2010) 01/02
Derivatives Business Operator B.E. 2553 (2010) 01/02/2010 01/02/2010 8. Notification of the Office of the Securities and Exchange Commission SorThor 50/2549 Rules on Waiver for Appointment of Independent