opportunities and mutual benefits of capital markets from the growth of emerging Asia and to be more focus on intermediaries? roles for better investor protection. Vorapol Socatiyanurak, SEC Secretary-General
company's shares, had prepared and submitted incomplete and inaccurate information. The said information was material for identifying the persons who had taken benefits from having access to or learning of
information, exercise their rights at the shareholders? meeting on July 1, 2015 to protect their own benefits and seek clarification or explanation from the company directors and executives so as to have
residing in Thailand that PPI solicited the complainant to transfer overseas pension to make investment under PPI's advice and management for the purpose of tax benefits and long-term returns. The
it stated in the signed agreement. Therefore, the SEC advises UPA shareholders to carefully study the information, exercise their rights to protect their own benefits and seek clarification or
also received benefits from other relevant acts. His action was deemed a violation of Section 89/7 and subject to penalties prescribed in the second paragraph of Section 281/2, Section 307, Section 311
benefits and long-term returns. The foreign investors proceeded accordingly and suffered loss as a result.Neither Global Consultant nor Mr. Robbirt was licensed to operate securities business pursuant to the
the overall terms and conditions and the need for business benefits and opportunities are justified, the independent financial advisor has recommended that the shareholders reject the proposed private
crisis. However, in promoting high CG standard among listed companies, real benefits and burden costs should be taken into account. Asst. Prof. Pradit Withisuphakorn, researcher, Faculty of Business
for business expansion, enhance competitive edge and foster creativity and innovation, it will bring about mutual benefits to the country sustainable development in the long run. Vorapol Socatiyanurak