2001 shall be required to prepare and file the reports for such transactions done prior to the effective date of this Notification in accordance with such Notification. Clause 6. This Notification shall

were done as preparations for coming future developments. Shareholders as of March 31st, 2018. The Group has an increase of Shareholders’ Equity amount of 515.2 million baht, or 8.0%, compared to the

developments, and Cash and cash equivalents. As for liabilities, an increase of 2,341.3 million baht, or 14.2%, mainly from long-term debentures, and short and long term loans from banks. These were done as

of SK1 shares at the amount of 100 million baht. This was done after SK1 had been placed in absolute receivership by the Central Bankruptcy Court's order. Bhusana knew of the fact but still wanted IEC

. Such acts were done by falsifying documents relating to the trading of investment units of funds and documents relating to cash withdrawals, with the intention of deceiving clients that the investment

system in safeguarding clients’ confidentiality. The SEC therefore urged EY to rectify the system to be more stringent and the company has already done so.  In addition, the SEC has sent a circular to all

emerged from the public, whether an ICO can be done legally, particularly whether it falls under the SEC’s regulations. Figure 1: ICOs that fall under the SEC’s purview 1.4 In cases where an ICO constitutes

contract has been made. 7. Disposition of assets Type of transaction : Calculation of transaction size was done according to the announcement regarding the acquisition or disposition of assets by referring

UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...

Company has not acquired other assets. Therefore, the aggregate value of the transaction will be equal to 27. 07 percent, which is considered as a Class 2 transaction, that is a transaction that has a value