by the Securities and Exchange Act (No. 5) B.E. 2559 (2016), effective since 12 December 2016. Section 317/1 allows for civil sanctions to be imposed for criminal offenses under this Act. Details of
from the PP share offering to such person; and the names and opinions of individual CIG directors who approved or disapproved of the transactions. These details are material and may affect the rights and
criminal offenses under the law shall be deemed the offenses whereby civil sanctions may be imposed on the offenders. Details of civil sanctions and associated procedures are available at: https
Securities and Exchange Commission No. Sor Jor. 26/2567 Re: Rules in Details Regarding Information Disclosure of ICO Portals (No. 2): https://publish.sec.or.th/nrs/10373s.pdf and Attachment: https
According to the findings after a referral from the Stock Exchange of Thailand (SET) and SEC’s further investigation, the offenders were divided into two groups, with details as follows
details and the registration process at http://www.sec.or.th/e-learning (or QR Code below). ________________________
environment. Further details on Sustainable Finance Initiatives for Thailand can be accessed via: https://www.sec.or.th/TH/Documents/KnowledgeBase/SustainableFinanceInitiativesforThailand.pdf Fiscal Policy
details at www.aop.or.th from now until 4 November 2019. _______________________________Note: The Provident Fund (PVD) is a voluntary
details of the civil penalties are as follows: The civil penalty of 105,900,976.25 baht was imposed on each of the following offenders: (1) Mr. Amorn Meemano, (2) Miss Chinda Meemano, (3) Miss Jintana
transactions or investment consultants’ employee right to receive shares, investors should check with the compliance unit of the securities company directly to ensure clear details and verification