supporting documents within 90 days from the date of filing the application with SEC, and (2) inspection of the actual work systems before granting permission to commence business operation whereby the

funds to be exempted if asset management companies comply with all obligations, such as widely allocating investment units to the general public, managing liquidity effectively and having measures to

SEC gives information on posting trading signs on listed securities in accordance with SET regulations to protect investors. SET posts supervisory signs on listed securities to warn investors to make

with customers’ asset safekeeping. This is to allow the general public to reap standardized services, while business operators are under proper supervision, in the same level with supervision on

environmental and climate data disclosure since it is an important issue and is in accordance with the SEC’s policy in promoting environmental, social, and governance (ESG) for sustainable capital market

experts at seminar forums, increase the opportunity to build networks with public and private sectors, promote tourism and the economy, including the international conference and exhibition industry, and

Securities and Exchange Act.  On 16 October 2017, the SEC filed a criminal complaint against the GL management with the Department of Special Investigation (DSI) on account of concealed transactions

transactions showing the issuer's relation with other persons who may have a conflict of interest, measures to prevent such conflicts and oversight of improper transfer of benefits, and (4) the management's

value of each year for the last three years, and trading suspension records;(5) To prepare financial statements for the past three years and the latest quarter in accordance with  the determined

Commission and BHR Working Group Officers, NHRC, held meeting no. 2/2019 with SEC Secretary-General Ruenvadee Suwanmongkol, and Director of Corporate Governance Department Somsuda Tanchanpongs, to discuss