KRUNGTHAI XSPRING SECURITIES COMPANY LIMITED Between July 1 , 2021 to June 30, 2024, KRUNGTHAI XSPRING SECURITIES COMPANY LIMITED, a company licensed Securities Brokerage, failed to comply with the

prepare and disclose a report regarding her holding securities and the changes to such holdings (Form 59) within June 1, 2020. However, Miss Suttirat failed to prepared and disclosed the report (Form 59) to

prepare and disclose a report regarding his holding securities and the changes to such holdings (Form 59) within June 5, 2020. However, Mr. Cheng-Yung Lin failed to prepared and disclosed the report (Form

duty to prepare and disclose a report regarding his holding securities and the changes to such holdings (Form 59) within 19 May, 9 June and 22 December 2020. However, Mr. Tikhamporn failed to prepared

securities in the category of Private placement Between 20 June 2017 – 20 December 2017 without approval from the SEC Office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the

SEC office on June 8, 2021. SEC Act S.59 Settlement Committee Meeting No. 7/2025 Settlement Committee Order No. 103/2025 Dated 27/08/2025

disclose a report regarding his holding securities and the changes to such holdings (Form 59) between June 2, 2021 and November 30, 2021, as the case may be. However, Mr. Kuna prepared and disclosed the

office on June 11, 2021. SEC Act S.59 Settlement Committee Meeting No. 1/2026 Settlement Committee Order No. 4/2026 Dated 20/01/2026

SPBL Holding Company Limited On 27 June 2024, SPBL Holding Company Limited (SPBL) sold shares of Energy Absolute Public Company Limited (“EA”), resulting in its shareholding in EA crossing every five

ERX Company Limited On April 25, 2025, May 31, 2025 and June 28, 2025, ERX Company Limited ("ERX") as a digital asset exchange, failed to comply with the rules, conditions and procedures as