, and Patra agreed to enter the settlement procedure. The Settlement Committee, therefore, imposed a fine of B5,363,120.64, B1,296,010.44, B3,723,416.40 and B333,333.33 on the four of them, respectively.

enter into derivatives contract with non-institutional counterparty, providing that the derivatives must be plain vanilla in nature and the purpose must be for hedging risk associated with business

shares while {D}, as investor contact, had facilitated internet tradings through accounts of {A}, {B} and {C}. {A} and {D}, however, refused to enter the settlement process.Consequently, {D} is deemed to

offenders had refused to enter the settlement process. In addition, Nongluck and Adirek, as approved investor contact, are deemed to have prohibited characteristics of capital market personnel pursuant to

violation of Sections 243 in conjunction with Section 244 of the Securities and Exchange Act B.E. 2535 (1992) in conjunction with Sections 83 and 86 of the Penal Code. As they declined to enter the settlement

enter into five major transactions worth 14,445 million baht to acquire ordinary shares and increase capital in a company that plans to operate a terrestrial solar cell power plant project. The

violation to Section 241 of the SEA in conjunction with Section 86 of the Penal Code. All of the six individuals above had agreed to enter the settlement process. The Settlement Committee consequently fined

was consequently liable to the penalties as prescribed in the first paragraph of Section 281/2 of the SEA.  Since Nittimon had refused to enter the settlement process, the SEC filed the complaint with

loans and expand ECL business.PFS and ECL have agreed to enter into a business alliance contract whereby ECL is required to pay PFS a monthly compensation fee of 600,000 baht, accounting for the total

persons (namely Prayuth Lertpinyopap and Karuna Kaewmanee who declined to enter settlement procedure and were also named in the abovementioned SEC's criminal complaint). {A} {B} {C} {D} and {E} violated