SEC Secretary-General Ruenvadee Suwanmongkol said: "As capital market personnel, investment consultants, investment planners and investment analysts all have important roles to play. Therefore, the
Securities Companies (ASCO), the Association of Investment Management Companies (AIMC), the Thai Bond Market Association ThaiBMA, and Accenture Company (Thailand) with Baker McKenzie Company as consultants
as consultants to securities companies or relating to investment management, and other work within the scope of performing duties as personnel in the capital market business.
, especially those products for which the investment consultants receive high sales commissions or want to boost sales volume. Moreover, there was a lack of persons to monitor their investment after the
audit by independent external organizations.Level 5 ? Extended: indicating anti-corruption policy which extends to business partners, consultants, intermediaries and business representatives.
investment consultants offered for sale of 5-year structured notes to the client. The client made investment based on the understanding that the bank would redeem the notes after six months as from the
respond to investors? demands and enhance investors? protection. SEC Assistant Secretary-General Duangmon Chuengsatiansup said: "investment consultants are required to have their clients take a suitability
. Investors should avoid using, or permitting the use of, investment consultants’ email addresses or phone numbers for communications or for receiving important documents. This precaution helps protect
2017 Bangchak Corporation Plc. Table of Contents 7 9 09 8 Refinery Business 13 Marketing Business 14 Green Power Business 16 Bio-Based Products Business 18 Exploration & Production Business 22 26 24
February 21,2020 Subject: Notification of the disposal of in the Biogas Power Plant Business of Akkrawat Crop Rotation Energy Company Limited Attention: President Stock Exchange of Thailand Demeter