and Exchange Act B.E. 2535 (1992). Additionally, the company’s directors are required to carry out their duties with due care, responsibility, and integrity, including overseeing the company’s
Bankruptcy Act B.E. 2483 (1940), in the parts related to business rehabilitation. Furthermore, the SEC has created a bond data hub on the SEC website at https://www.sec.or.th/TH/Pages/INFORMATION-DEBT.aspx
control measures to strengthen and protect the capital market from cyber threats and recurrence of past incidents as well as to align with the requirements under the Thailand Cybersecurity Act B.E. 2564
-effective manner with input from all relevant stakeholders.** As per Article 59 of the Securities and Exchange Act B.E. 2535 (1992) and the Notification of the Office of the SEC No. Sor Jor. 38/2561 Re
In the absence of such terms and conditions in the trust deed, the Trust for Transactions in Capital Market Act B.E.2550 (2007) stipulates that the resignation, dismissal and appointment of
profits from the order. SEC views that {A}’s act did not comply with the investor’s order and was deemed failure to perform duties with responsibility and deliberation as a professional**. SEC has
. ** Securities company means any company, or financial institution licensed to undertake securities business under the Securities and Exchange Act B.E. 2535 (1992) (SEA).
are as follows: 1. The companies required to meet the same qualifications and the requirement of information disclosure as the issuers are the affiliates that act as the central companies. The
296 and Section 296/2 of the Securities and Exchange Act B.E. 2559 (2016), as amended, (SEA). As aider and abettor, Amornrat and Walailuk violated Section 315 in conjunction with Section 242(1) which
Section 90 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) which states that no person shall undertake securities business without license. Violator of Section 90 is subject to penalties under