@sec.or.th or chompunut@sec.or.th until 31 August 2019. _____________________________
Thor. 8/2557), as amended by the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 48/2560 Re: Rules on Personnel in the Capital Market Business (No. 7) dated 30 August 2017
the civil monetary penalties above, the SEC released a public warning against solicitation for investment in Mandawee Tour on 11 August 2017 around the time when the SEC received the referrals to the
hearing on the principles for this matter in last August. Another hearing on the draft rules will follow within this month,? Mrs. Charuphan added. ____________________
30 August 2017.** Investment Consultant of Complex Products Type 1 is approved to give investment advice on non-complex capital market products as well as all types of high-risk or complex products
Personnel in the Capital Market Business (No. 7) dated 30 August 2017.
Capital Market Business (No. 7) dated 30 August 2017.
) dated 30 August 2017.
or wasu@sec.or.th until 24 August 2018. It is expected that the new notification will be effective by the third quarter of 2018. _____________________________
According to the information from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that from 25 July to 9 August 2017 (a total of 11 business days) Surin had been