registered as securities business under the Securities and Exchange Act of 1992 and derivatives business under the Derivatives Act of 2003. List of licensed business can be found at License check If you have
indirectly via derivatives, the investment must be capped at 20 percent of the NAV. Meanwhile, the Funds for retail investors**** would be allowed to have total crypto asset exposure through ETFs or foreign
failed to solve its deficiencies. Therefore, at its meeting on 21 February 2024, the SEC Board passed the following resolutions: (1) By virtue of Section 35, Paragraph 2, of the Digital
is required to arrange for the clients’ withdrawal of assets at all times, contact the clients to return their money and digital assets, transfer money back to the clients, and transfer digital assets
results were disclosed to the public (via SET) on 26 February 2019 at 8.49 hrs.The action of Pasita, Rewadee and Ariya in this case was deemed a sale of TRC shares while knowing or possessing the company’s
and more efficient action within their respective legal boundaries.SEC Chairman Professor Wisit Wisitsora-at stated that the capital market is a hub for fundraising from both domestic and international
price – was disclosed through the SET on 14 November 2022, at 18.03 hours, the three offenders committed violations as follows: (1) Mr. Viroj Patcharawattanakul, who is a director of an AH subsidiary
- thereby strengthening the potential for sustainable development.UNDP’s SDG Impact Standards were also introduced to the Thai market at the launch event. These are independent and global management standards
Investment, particularly on the practices of integrating ESG factors in the investment process. At this webinar, experts from PRI as well as global market practitioners, who are PRI signatories, shared
Pacific at CDP, said: “CDP is delighted to partner with the Securities and Exchange Commission on this important programme, putting our 20 years of data, insights and expertise at their disposal. This