. ________________________Note:*Regulatory Guillotine is the regulatory review of the existing laws and regulations. The reviewed laws and regulations that are no longer necessary or do not keep pace with situations or remain
have reviewed the criteria for licensing application and prevention of conflicts of interest, with involved parties engaging in the whole process. Results of the regulatory review will be completed in
Guillotine is the regulatory review of the existing laws and regulations. The reviewed laws and regulations that are unnecessary or do not keep pace with situations or remain obstacles to livelihoods or
._____________________Remarks:* Regulatory Guillotine is the regulatory review of the existing laws and regulations. The reviewed laws and regulations that are unnecessary or do not keep pace with situations or remain obstacles
Yarnapund Plc.?s financial statements for the year 2008 and Q1/2009. Earlier, the SEC had reviewed and found that the financial statements of Yarnapund Plc. (YNP) did not comply with the auditing standards
-2010. The SEC reviewed audit performance of Jadesada Hungsapruek, NIPPON?s auditor of Karin Audit Co., Ltd. and found that Jadesada did not comply with auditing standards. He did not carefully review
regulations on approval of auditors whereby the approved auditors must work for audit firms whose audit quality assurance system must be reviewed by the SEC. By the announcement, Thailand is now recognized as
management system must be made and reviewed on a continual basis. ?The SEC and the AIMC have continual cooperation to lift up the standard of Thai investment management business to comply with the
). The proposed share acquisition at the price of 190 baht per share represents 5 percent of WEH?s registered capital, totaling 1,000 million baht. DEMCO?s board of directors and audit committee reviewed
. The SEC therefore reviewed Ms. Sulalit’s audit work performed for Renaissance FMC and found that she had seriously failed to comply with auditing standards. The deficiencies included: Failure