Section 96 Securities and Exchange Act B.E. 2535 Section 96. The SEC may or may not require a securities company to have a paid-up registered capital in an amount specified for operation of any
Supervisory Board in accordance with Section 111/1 of the Securities and Exchange Act B.E. 2535 (1992) . “ client’s asset ” means an asset deemed to be owned by a client as https://publish.sec.or.th/nrs
the Emergency Decree on Digital Asset Businesses B.E. 2561 (A.D. 2018) The Securities and Exchange https://www.sec.or.th/Documents/PHS/Main/1008/hearing322567en.pdf enactment_digital_2561_summary_en.pdf
Emergency Decree on Digital Asset Businesses B.E. 2561 (A.D. 2018) The Securities and Exchange https://www.sec.or.th/Documents/PHS/Main/1008/hearing322567en.pdf enactment_digital_2561_summary_en.pdf Summary
The Securities and Exchange Commission (SEC) organized the Compliance Relations 2024 Event with asset management companies and limited brokers, dealers and underwriters (LBDU), including banks
The Securities and Exchange Commission (SEC) organized a training session for “New Generation Fund Managers with Environmental Awareness, Class 1” aimed at fostering the role of emerging fund
The Securities and Exchange Commission (SEC), led by Mrs. Pornanong Budsaratragoon, Secretary-General, and SEC executives, held a meeting with the Association of Thai Securities Companies (ASCO), led
The Securities and Exchange Commission (SEC), represented by Ms. Butree Vangsirirungruang, Director of the Digital Financial Innovation Department, participated as a panelist in the seminar titled
Mrs. Sittasri Nakasiri, Assistant Secretary-General of the Securities and Exchange Commission (SEC), participated in the Growth and Emerging Markets Committee (GEMC) Meeting to discuss and exchange