Thailand (SET), and SEC Secretary-General. The seminar took place on 7 December 2023, at the Grand Hyatt Erawan Bangkok Hotel. More details are available in SEC News No. 236/2023 headlined: SEC
from the Bank’s electronic trading system, thus causing damage to clients. Details of the misconduct are as follow: (1) In the case of {A}, she was found to fail to examine the correctness of
Leasing Association and the SEC Office, etc. In drafting the Security Interests Act, the Task Force has complied with international standards and has taken into consideration the details of business
June 2019. Under the new structure, Mrs. Sirivipa Supantanet, Deputy Secretary-General, is in charge of Capital Market Policy, Fundraising and Accounting and Auditing Supervision. More details on the
competitiveness and financial security, and to strengthen the overall market stability. The consultation paper on the draft amendment to the SEA regarding the CMDF establishment and the details thereof are
24 July 2018._______________________QR code for further details
already submitted where a number of transactions had no details of either amount or price of securities. From the record, in addition, the client sometimes allowed him to make trading decision and the
the Thai and ASEAN capital markets? competitive edge in the international arena. More details of Standards of Qualifying CIS are available at http://www.theacmf.org/ACMF/upload
imposed fines on the aiders. (Details in the SEC News Release No.79/2010 and 91/2010). ?Share price manipulation is unfair trading. It damages confidence of investors and all stakeholders in the capital
attorney for filing a lawsuit to a civil court currently under the Court of First Instance considerationThe case that appears in the details column is the case of filing a lawsuit accusing Mr