liquidity management tools, and stress test on liquidity risk according to international standards. On 20 October 2020, the Capital Market Supervisory Board Meeting No. 17/2563 passed a resolution
. --------------------------------------* Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities
different intermediaries. Such repetitive filing causes inconvenience and higher cost of accessing different capital market services from different intermediaries. This current practice may also affect the
ที่ได้ดำเนินการร่วมกับ ก.ล.ต. ของประเทศอื่น ๆ ในอาเซียนจัดทำ ASEAN Sustainable Capital Market Roadmap เพื่อเป็นแนวทางในการสร้างระบบนิเวศสำหรับการพัฒนาตลาดทุนอย่างยั่งยืน อาทิ ความร่วมมือระหว่างหน่วย
about the real market of ACD shares. The acts of the offenders violated Section 241(1) and subject to the penalties under Section 296 of the Securities and Exchange Act B.E. 2535 (SEA) in conjunction
allow eligible Hong Kong and Thai public funds to be distributed in each other’s market through a streamlined process.The MoU establishes a framework for exchange of information, regular dialogue as well
effort will strengthen capital market cooperation in accordance with the Memorandum of Understanding concerning Strengthening Economic Relation between the Government of the Kingdom of Thailand and Hong
against the Securities Law. The Civil Sanction Committee, comprising Attorney-General as Chairman and capital market experts as members, considers whether a civil sanction is an appropriate legal proceeding
financial statements for the year 2016 and for the first three quarters of 2017 to the SEC in accordance with the Notification of the Capital Market Supervisory Board No. Tor Jor. 44/2556. In addition, all of
result, the trading of TAPAC shares contradicted normal market conditions. The manipulation of the TAPAC shares by the aforesaid persons is deemed an offense under Section 243(1) in conjunction with