allows to take care of his/ her securities trading account. The investment consultants must perform with their securities companies? rules strictly and do not meddle with the client?s assets and trading

securities companies? rules strictly and do not meddle with the client's assets and trading account or submit trading order via the internet with the IP address of securities firm.  **Details of sanctions are

' assets."

profile. This would allow them to have sufficient assets to meet their needs for long-term living. Besides the existing channels for financial products distribution, the SEC has initiated a new license

Bangkok, October 7, 2013 - The SEC sanctioned two executives and six investment consultants of Country Group Securities Plc., in relation to trading shares of Angpao Assets Plc. (PAO). The sanctions

investments and diversify their portfolios across various assets, and expand new investor base, enhance investment services in the stock market and securities company products, as well as create a wealth

the Company under the Debt to Equity Conversion Scheme as stated above is 8.81 percent of the net tangible assets of the Company (NTA) as at March 31, 2017, which is higher than THB 20 million or 3.00

percent of the net tangible assets of the Company (NTA) as at March 31, 2017, which is higher than THB 20 million or 3.00 percent of the NTA of the Company. The Company, therefore, is required to proceed as

items as: net sales or operating revenues; income (loss) from operations; income (loss) from continuing operations; net income (loss); total assets; total liabilities; and net assets or liabilities. 4. If

under insurance policies, aggregating THB 12,222,665,633. The said two transactions’ total transaction size is 446 percent of the Company’s net tangible assets (NTA) based on the consolidated financial