received but in any case no less than 500,000 baht, or both.Paweena, Punnaporn, Warunya and Trairath refused to enter the criminal fining process. The SEC therefore filed a criminal complaint with the DSI
had not been sufficient. This caused the client about 3,000,000 Baht in damage. In this regard, the aforesaid actions are in violation of Clause 20(1) and (2) of the Notification of Capital Market
business operators wishing to conduct only brokerage business will be allowed to do so with minimum registered paid up capital requirement of 10 million baht. Furthermore, if their businesses are in the form
proposed additional agenda on purchasing shares of KITHA Properties Co., Ltd. (KITHA) at the price not exceeding 800 million baht. The agenda was considered and approved at the meeting.As the purchase of
penalty of 666,666.66 Baht SEC Act (before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 31/08/2018
of PERM shares. 31/08/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of 666,666.66 Baht
of PERM shares. 31/08/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of 333,333.33 Baht
500,000.00 Baht The SEC has banned Mr. Amit Prakash from holding the position of director or executive at any issuing or listed companies for 1 year from May 17, 2019. SEC Act (before the fifth
a value ranging from 25 to 150 million baht each, and then misappropriated the proceeds by counterfeiting the company’s meeting documents, jointly opening a bank account for receiving the B/E transfer