granted, the applicant shall have no record of violation of the law governing the undertaking of its business, other laws relating to financial business and concerning unfair securities trading, fraudulent

__________________________________________________ _____________________________________________________________________ Page 8 of 9 Form 35 – ARFP CIS 3. I/We have not had any record of violation of the laws or regulations of Home Economy in

_____________________________________________________________________ 3. I/We have not had any record of violation of the laws or regulations of Hong Kong in matters relating to the disclosure of material information to the investors of the Hong Kong Covered Fund or

__________________________________________________ _____________________________________________________________________ 3. I/We have not had any record of violation of the laws or regulations of Hong Kong in matters relating to the disclosure of

hereto shall base upon the violation of the law on securities and exchange, the law on derivatives, or the law on trust for transactions in capital market as specified in the Appendix attached hereto; or

bonds, bills or Sukuk for sale in violation of the criteria for offer for sale in a private placement to institutional investors or high net worth investors in the two years prior to the filing of the

the debt securities, bills or Sukuk for sale in violation of the criteria for offer for sale in a private placement to institutional investors or high net worth investors in the two years prior to the

prescribed under Clause 22/2: (1) within a period of five years prior to the date of submitting the application: (a) having acted in violation of any rule or condition related to securities offering in a

been disclosed, in which case the Company and the financial advisor may be liable to violation of Section 278 of the Securities and Exchange Act B.E. 2535 (1992). In addition, if the Company wishes to

responsible person to be Thai nationality; (3) having compliance committee in order to consider facts in respect of violation of standards and ethics regarding appraisal profession. In this regard, at least