securities in a client's account without evidence of the client's orders, causing damage to the client. Findings showed that the client had agreed for {B} to manage the client's account but he failed to inform
Ref.No.1905/026EN July 16, 2019 Subject Inform about The Connected Transaction Attention President of the Stock Exchange of Thailand According to the Board of Directors Meeting No.9/2019 of UBIS
ที่ บช NO. AC. 03/2019 14 August 2019 Subject: Inform the operating performance for the second quarter of 2019 To: The President of the Stock Exchange of Thailand M.K. Real Estate Development Plc
“Company”) would like to inform the resolutions of the Board of Directors’ meeting, held on 19 July 2018 granted approval for a disposition of assets. The details are as follows; - Transaction date
FS 08/2020 14 May 2020 Subject Related transactions (Edited) To Director and President The Stock Exchange of Thailand Forth Smart Service Public Company Limited (“the Company”) would like to inform
maintain the capital adequacy or capital reserve, the applicant shall notify the Office in writing immediately of such matters; □ (2) Audited financial statement with auditor’s opinion for this fiscal year
application, if it appears that the applicant can not maintain the capital adequacy or capital reserve, the applicant shall notify the Office in writing immediately of such matters; □ (2) Audited financial
basis. Therefore, the Company is required to: (1) disclose information regarding the acquisition or disposal of assets of the Company to the Stock Exchange of Thailand (the “SET”) and (2) notify the
undertake the business as approved. Clause 8. Any changes in the operation system from the system approved by the Office, the custodian shall notify the Office in advance in writing. If the Office has no
its operation system and personnel to be ready to undertake the business as approved. Clause 8. Any changes in the operation system from the system approved by the Office, the custodian shall notify the