Previously, during November–December 2025, the SEC conducted a public hearing on the principles underlying the proposed amendments. Most respondents agreed with the proposed approach. The key aspects are summarized as follows:(1) Enhancing clarity in PFS disclosure requirements by stipulating that disclosures must be clear, transparent, and not misleading regarding the nature, type, risks, or returns of investments. For example, when past performance is disclosed for advertising purposes,...
Under the existing regulations on the eligibility of issuers and the use of proceeds in accordance with the disclosed purposes, certain aspects remain unclear and subject to limitations in
transparent and sufficient information to support their decision-making. In this regard, the SEC proposes the principles for prescribing regulations on IBAs to cover the entire process from selection
The SEC has the statutory responsibilities for regulating and developing the Thai capital market to ensure that it is efficient, transparent, credible, and accessible to all sectors. Over the years, the SEC has overseen business operators and maintained the current annual fee rates for a certain period of time. Therefore, the SEC has proposed revising the fee collection criteria to align with current circumstances.At its meeting in June 2026, the SEC Board approved, in principle, the review of t...
The SEC Board, at the meeting on 7 May 2026, resolved to approve the revision of the NC requirements for digital asset business operators to support local activities in trading and the custody of customers’ assets (local activities), as well as the NC requirements applicable to securities and derivatives business operators. The revisions aim to foster a domestic ecosystem that facilitates linkages among such business operators; to reduce reliance on foreign service providers under stricte...
The SEC has found that certain aspects of the regulations on the qualifications of issuers in cases where the proceeds are not used in accordance with the disclosed purposes, as well as the
Earlier, the Ministry of Commerce issued the Ministerial Regulation Prescribing Rules and Procedures on the Repurchase of Shares, Disposal of Repurchased Shares and Deduction of Repurchased Shares of Companies (No. 3) B.E. 2568 (2025) (Amended Ministerial Regulation on Share Repurchase), which revised the criteria for share repurchase by public limited companies to enable the share repurchase mechanism to be used more effectively as a tool for managing financial liquidity, addressing unex...