products, the faster they can achieve their financial goals. In order to invest with confidence, investors should understand the products well before making investment decisions especially when investing in
assessment of the Provident Fund Act B.E. 2530 (1987) should be considered in concurrent with the proposed amendment to further support the development of the law and related regulations. The SEC is therefore
demonstrate high-standard qualifications including financial readiness, personnel and operating systems. The operations of successful applicants should comply with related international standards such as the
statements disclosed in the registration statements and draft prospectus and concealed the facts which should have been provided in the factsheets of the company’s corporate bond offering. STARK claimed that
representative. The bondholders are, therefore, encouraged to thoroughly review the information and exercise their rights to protect their own interests. They should also make necessary inquiries to the bondholder
continues. SEC has therefore filed a criminal complaint against Artit with ECSD. Any person suffering damage from his acts should call ECSD at 0-2237-1199 to give information for pursuing further
companies should be careful in disseminating news or information related to the companies’ operations because disseminating news or information that is inconsistent with facts or may cause material
thus should be repealed and which matters can be disclosed via other means and which reports remain necessary and may be reported electronically in lieu of hardcopy submission. This streamlining
continues. Therefore, SEC has filed a criminal complaint against all three persons with ECSD. In this regard, any person affected from such unlicensed activities should call ECD at 0-2237-7535 to provide
authority of SEC’s Board to set regulations on how exchange should conduct its business in order to meet the goals and expectations as stated in the law. It will also include the SEC’s power to take legal