Rental Agreement and Service Agreement 07/04/2020 12:43 Ratification of the connected transactions 31/03/2020 18:17 Ratification of the connected transactions Remark: Data will be displayed within 3
Earlier, the SEC conducted a public hearing on proposed principles and draft amendments to the regulations for submission of granular data related to clients' assets and transactions of business
manner. The key points of the amendment are as follows: 1) Extending the reporting period for small transactions involving changes to securities holdings and allowing the consolidation of reports for
/reverse repo agreement regulations.The public hearing this time is on the regulations drafted in accordance with the approved principles to accommodate repo/reverse repo transactions of securities
138.45 million baht. The total value of both transactions does not exceed 560 million baht. NEWS plans to raise fund for the transactions from various sources, e.g., the company’s cashflow, right offering
Securities and Exchange Act. On 16 October 2017, the SEC filed a criminal complaint against the GL management with the Department of Special Investigation (DSI) on account of concealed transactions
persuaded clients to invest in funds and withdrew large sums of money from the clients’ accounts. However, she did not make any investment transactions in accordance with the clients’ intention and
standard, and to disclose related-party transactions for past three years. Rule No. (1) – (4) will come into force for the filing from 1 April 2019 onward. Rule No. (5) will be in effect for the filing
from 2019. The revision of TFAC will render effects on preparation of the financial statements, in particular the report of financial transactions and the disclosure of information in notes to
the documents in order to acquire sufficient and reliable evidences concerning NIPPON?s transactions on securities investment, even though the company had continuously invested in large amount of