outside its office for the products listed on the Stock Exchange of Thailand, did not comply with the rules, conditions and procedures announced by the Capital Market Supervisory Board. SEC Act S.98 (6

, 2023 However, FL prepared and submitted the Complaint report of Q2/2023 to the SEC Office on JULY 18, 2023 later than the period specified by the law. SEC Act S.109 Settlement Committee Meeting No. 9

with the rules, conditions and procedures as specified in the notification by failing to put in place an effective debenture underwriting system to categorize High Net Worth investors. SEC Act S.116

prepare and submit the reviewed financial statements for Q3/2015 ended September 30, 2015 within October 21, 2016,the due date extended by SEC Office. SEC Act S.300 Settlement Committee Meeting No. 2

annual report did not comply with the notification of the Capital Market Supervisory Board. The rectified information was later submitted to the SEC Office on June 2, 2016. SEC Act S.56 and 199

prepare and submit the reviewed financial statements for Q1/2016 ended March 31, 2016 within August 15, 2016,the due date extended by SEC Office. SEC Act S.300 Settlement Committee Meeting No. 2/2017

prepare and submit the reviewed financial statements for Q2/2016 ended June 30, 2016 within August 15, 2016. SEC Act S.300 Settlement Committee Meeting No. 2/2017 Settlement Committee Order No. 15/2017

prepare and submit the reviewed financial statements for Q3/2016 ended September 30, 2016 within November 14, 2016. SEC Act S.300 Settlement Committee Meeting No. 4/2017 Settlement Committee Order No. 35

liable for WORLD’s failure to prepare and submit the annual registration statement for the year 2016 (Form 56-1) within the specified period. SEC Act S.300 Settlement Committee Meeting No. 4/2017

prepare and submit the audited financial statements for the year 2016 ended December 31, 2016 within the period specified in the notification. SEC Act S.300 Settlement Committee Meeting No. 5/2017