เอกชน สถาบันการเงิน และผู้มีส่วนเกี่ยวข้องในตลาดทุน โดยมีนายทยากร จิตรกุลเดชา ผู้อำนวยการฝ่ายตราสารหนี้ ก.ล.ต. ร่วมบรรยายหัวข้อ “SEC’s Role in Fostering Growth in Thematic Bonds and Transition Finance
According to a referral from the Stock Exchange of Thailand (SET) in 2022 and the SEC’s further investigation, evidence indicates that the 29 persons, namely: (1) Mrs. La-or Tangkaravakoon, (2) Mrs
According to a referral from the Stock Exchange of Thailand (SET) in 2021 and the SEC’s further investigation, evidence indicates that the 11 persons, namely: (1) Mr. Apimuk Bamrungwong, (2) Mr
Based on information provided by a whistleblower and the SEC’s further investigation, it has been revealed that Morakot has displayed behaviors indicative of conducting securities business in the
suppression of improper behaviors of listed companies. The webinar also aimed to communicate and build the understanding of revisiting rules and oversight measures that the SEC and the SET have revised to
According to the findings from the SEC’s investigation, Longroot failed to maintain the qualifications regarding financial position, management structure, and work systems throughout the approval
in this regard. The Court's ruling confirms the SEC’s legal authority to enforce the provisions of the SEA against offenders, ensuring the efficiency of the law enforcement procedure. The SEC has
The SEC’s examination of facts in this case has led to the consideration that Zipmex disseminated or certified information that were potentially misleading in substance regarding digital asset
In 2018, the SEC issued regulations governing the management and storage of data related to digital asset business operations. It is now deemed appropriate to amend the regulations to ensure
The SEC has collaborated with the DGA to integrate the SEC Check First, a mobile application for searching service providers in the capital market under the SEC’s supervision, including products