, and promoting exercise of investors? rights. The SEC also aims to promote independent investment advisory business and develop a more efficient mechanism for dispute resolution and effective enforcement

organization with board of directors? resolution and policy not to involve with corruption. Level 2 ? Declared:  indicating determination by means of declaration to join Collective Action Coalition (CAC) Project

over investment management companies. The proposed revision also includes the ability for investment management companies to seek unitholders? resolution by holding a meeting for such purpose in addition

that trading was made by local institutions and there was no irregular trading in any particular securities during such period.4. Cause and resolution for TFEX?s delayed openingNumerous transactions

UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...

) any other information specified by the Office as deemed necessary for protection of shareholders’ interest; (2) obtaining a shareholders’ resolution approving the issuance of underlying shares for the

dividend in May 2019 in the amount of Baht 1,500 million in accordance with the resolution of the Annual General Meeting of Shareholders No.1/2019 dated 18 April 2019. The Company and its subsidiaries also

Microsoft Word - E-0045 (Translation) No. CK-17-0000-PO-L-0045 August 29, 2017 Re: Notification of Resolution of the Board of Directors) Meeting No. 4/2017 Attn.: President of the Stock Exchange of

resolution to approve a financial support transaction to be provided to its shareholder, G Steel Public Company Limited (“GSTEL”). The Company intends to provide the extending period for the previous loan

According to the resolution of the Board of Directors Meeting of Ocean Commerce Public Company Limited No. 7/2019 on 30 July 2019, it was resolved to approve the financial statements and the operating results