million baht loan granted by Krung Thai Bank Plc. ("KTB") to the M Group Plc. ("TMG"), the company of which Sondhi is a shareholder. Entering into the loan guarantee agreement with KTB without seeking

Bangkok, 5 June 2017 ? The SEC is seeking public comments on the proposed amendments to the Securities and Exchange Act B.E. 2535 (1992) concerning three important matters: (1) regulatory sandbox, (2

substantially high incentive. {B}'s actions were deemed dishonest, unprofessional and illegitimately seeking benefits from investors in that he used the client's account to trade securities for the benefit of his

commercialize the creativity. Meanwhile, with limited information generally distributed, investors seeking potential businesses would have a slim chance to meet up with these business operators.  At this juncture

Bangkok, March 22, 2016 ? The SEC is seeking public comments on the proposals to amend several provisions of the Securities and Exchange Act (SEA) B.E. 2535 (1992) and the Provident Fund (PVD) Act

and managed money for others by seeking benefits from investment in derivatives. He advertised and solicited investing public to apply for a membership and raised fund from those who became members

an expected issue rating from an inter CRA. New issuers must obtain ratings of no lower than investment grade. Existing issuers seeking approval to issue bonds for roll over purposes may be granted a

extinguish the case, the SEC will request the public prosecutor to file a lawsuit in the Civil Court seeking the maximum applicable civil sanctions as provided by law.Civil penalties and compensation for

agreeing to comply with the civil sanctions imposed by the CSC. If the offenders refuse to extinguish the case, the SEC will request the public prosecutor to file a lawsuit in the Civil Court seeking the

SEC Office. (Reasons for seeking an exemption are required for the SEC Office's consideration). 4.5 Having not been accused of or subject to criminal proceeding, whether under Thai or foreign laws