safeguard the interests of the clients who entrusted the management of their private funds, using knowledge and abilities comparable to professional practitioners. This case is in the process of inquiry by
is in the process of the inquiry official. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 28/06/2024
showed prices and trading volumes that is not actually occur during 2021 - 2022. Such information disclosure could mislead investors about the actual trading volumes or prices. This case is in the process
business without a license. This case is in the process of inquiry by the inquiry official. DAB Act S.26 Criminal Complaint Filed with an Inquiry Official Dated 06/09/2024
asset business without a license. This case is in the process of inquiry by the inquiry official. DAB Act S.26 Criminal Complaint Filed with an Inquiry Official Dated 06/09/2024
and derivatives before the execution of Mr. Komen’s order for the mutual fund was completed. This case is in the process of inquiry by the inquiry official. SEC Act S.244/2 in conjunction with 244/1
process of investigation by the inquiry official. SEC Act S.244/3(1)(2) in conjunction with Section 83 of the Penal Code Criminal Complaint Filed with an Inquiry Official Dated 26/11/2024
account. This case is in the process of inquiry by the special prosecutor official. SEC Act S.307 308 311 315 89/7 89/24 Criminal Complaint Filed with an Inquiry Official Dated 20/08/2009