Customers 120.67 146.71 -26.04 -17.75% Total Revenue 121.05 147.62 -26.58 -18.00% Net Profit for the Period 5.04 39.42 -34.38 -87.21% 2. Importing and Selling of Standard Cutting Tools unit: THB million 2019
services to its customers by preparing and submitting a correction plan for maintenance of NC within 30 days and resolving such problem within 90 days, during which periods customers and stability of the
substantial damages to SECC by (1) embezzling Baht 42 million from SECC share subscription account, (2) misappropriating 25 customers’ car registration certificates, and (3) conspiring with another person to
Bitkub Online Company Limited Between July 14 and 17, 2024, Bitkub Online Company Limited ("BO"), a digital asset exchange, did not keep customers' digital assets in accordance with
used for the benefit of the Asia Wealth, In addition, the securities broker failed to the inefficient system for maintaining customers’ assets. SEC Act S.283 Settlement Committee Meeting No. 8/2025
word “for customer”. Accordingly, it was not clearly indicated that the accounts are held by the company for the benefit of customers. DAB Act S.30 and 31 Settlement Committee Meeting No. 4/2026
client assets for personal gains by having his clients transferred payment for subscription of mutual fund investment units as well as their deposits into his own account. At the time of his wrongdoing
: (1) KYC/CDD: many clients entered into trading transactions significantly unsuitable for their financial position and investment knowledge. In addition, the company failed to take sufficient measures
inspection also indicated deficiencies of AEC?s core work systems in three areas as summarized below: (1) KYC/CDD: many clients entered into trading transactions significantly unsuitable for their