risks, the SEC deems it is necessary to issue a more specific and detailed Notification concerning the practical implications for securities companies to ensure that there is no adverse impact on the

for securities companies to ensure that there is no adverse impact on the operations of securities companies, to uphold the integrity and stability of the securities industry by putting in place

prevention of damage caused by risks arising from business undertaking to assure that there will not be any adverse effect on business undertaking of the securities company . All types of risks which may occur

; (2) risk management system for prevention of damage caused by risks arising from business undertaking to assure that there will not be any adverse effect on business undertaking of the securities

; (2) risk management system for prevention of damage caused by risks arising from business undertaking to assure that there will not be any adverse effect on business undertaking of the securities

decreased by 36.9% from THB 62mn to THB 39mn with a decline of Net profit margin to 5.7% from 23.7% in 2Q 2018. The lower-than-expected net profit’s performance was mainly from the adverse impact from

Warrants does not have an adverse effect on the rights of the Warrant holders pursuant to Clause 1.5.9 of the terms and Conditions Governing the Rights and Obligations of the Issuer and Holders of the

Warrants does not have an adverse effect on the rights of the Warrant holders pursuant to Clause 1.5.9 of (Translation) — 2 — the terms and Conditions Governing the Rights and Obligations of the Issuer and

incurred is monetary (loss of benefits that should have been gained or increase of cost or expense, for instance) or non-monetary (adverse impact to market or business trustworthiness; (3) other relevant

เงินไม่ถูกต้อง (Adverse Opinion) และ (3) ไม่แสดงความเห็น (Disclaimer) - ฐานะทางการเงินของ issuer อาจมีปัญหา ซ่ึงสะท้อนภาพมาในงบการเงินของ issuer เช่น มีส่วนของผู้ถือหุ้น ติดลบ มีผลขาดทุน มีการขาดสภาพ