: https://publish.sec.or.th/nrs/10381p_r.pdf  ** Including transitional provisions, allowing business operators sufficient time to develop reporting systems in compliance with the new regulations.   

agencies to block social media accounts engaged in fraudulent investment activities.  “The SEC examines the customer identity verification (KYC/CDD) systems of digital asset business operators regularly

Capital Market Supervisory Board No. Tor Thor. 8/2567 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives

’ approval. Additionally, there are changes in directors and management, and revisions to its internal work systems, with an external consulting firm monitoring and reviewing financial transactions of PDITL

tourists holding DA to convert them to Thai baht for spending in Thailand via electronic payment systems (e-money) efficiently. This initiative runs for 18 months and aims to provide an additional option for

. This time, SEC establishes the regulations concerning related businesses for applicants requesting operating licenses. Such businesses include standards for operating businesses and work systems

company must upgrade its operating system and risk management systems to support the additionally approved securities classes. The consultation paper is available at www.sec.or.th/hearing

security of systems related to digital asset custody, which could cause significant impacts on clients’ assets. The regulations have taken effect since 16 January 2023. Pursuant to the transitional

test may confirm the past result without having to redo the test. The regulation will become in force as from 1st July, 2012 for preparation of relevant operational systems.   

an EU equivalent country confirming EU and Thailand?s mutual reliance in that EU member states are able to rely on supervisory work of Thailand?s oversight systems, and vice versa. Accordingly, EU