management of the private fund, using knowledge and competence as a professional. The securities company shall enter into a written agreement with a person or a group of persons who has authorized the
in any derivatives business only with institutional investors shall register with the SEC Office, unless it engages in the derivatives fund management business for a mutual fund under the Securities
in any derivatives business only with institutional investors shall register with the SEC Office, unless it engages in the derivatives fund management business for a mutual fund under the Securities
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asset exchange and a digital asset broker, did not provide management structure, operating system and a sufficient number of personnel in accordance with the notification of the SEC. DAB Act S.94 in
Mr. Niran Chourkittisopon On 19 March 2020, Mr. Niran Chourkittisopon, a CEO, chairman of risk management committee, director and managing director of Home Pottery public company limited (HPT), has
Mr. Peerapong Jirasevijinda Mr Peerapong Jirasevijinda, a former Chief Executive Officer of BBL Asset Management Company Limited ("BBL") and the director of the Investment Committee, who
Mr. Santi Thananiran Mr. Santi Thananiran, a former Chief Investment Officer and Chairman of the Investment Committee of BBL Asset Management Company Limited ("BBL"), who is responsible for
Mr.Lertvit Pumipitak Mr.Lertvit Pumipitak, Head of Property Management of CENTRAL PATTANA PUBLIC COMPANY LIMITED [“CPN”], has the duty to prepare and disclose a report regarding his holding
Miss Chawana Thanaphaphawarith Miss Chawana Thanaphaphawarith, who, at the time of the incident, served as a director and Group Chief Management Officer of All Inspire Development Public Company