to further develop the capital market, find solutions to the problems so as to improve efficiency, and put in place investor protection mechanisms for investors’ confidence,” said Mr. Thawatchai
because such unlicensed activities do not come with legal protection, and the investing public is exposed to the risk of falling victim to scams. The SEC also warns the exhibition organizer to be cautious
efficiency of fund establishment. The waiver may be granted if there is no effect on Thai investors and without conflict with host jurisdiction regulations on investor protection, such as determination of
regulations on suitability test aim for investor protection both in primary and secondary markets and standardize practices in offer for sale of all securities. By taking into account flexibility and
debentures and share warrants, to be in line with those governing other securities. The objective of this revision is to facilitate fundraising of business operators while protection of shareholders? rights
analyze, the SEC imposes certain requirements on the issuers covering (1) investor rights protection and fair treatment for all shareholders, (2) qualifications, duties and responsibilities of directors
law having measures for investor protection comparable to those provided under the SEA. Furthermore, penal provisions will also be amended to punish those committed offences under the SEA overseas but
) และเปิดบูธ ก.ล.ต. ซึ่งในปีนี้ได้นำเสนอบูธภายใต้แนวคิด “Sustainable Investment & Self-protection for Well-being” พร้อมส่งต่อความรู้ ส่งเสริม และสนับสนุนให้ประชาชน ผู้ลงทุน รวมถึงผู้ประกอบธุรกิจ SMEs
investors in Thai listed companies will be more confident in term of sufficient investor protection. The announcement further illustrates that the SEC?s practices and supervision are in conformity with