liabilities in excess of total assets and not to know the true and sufficient information about the increased debt of 26,000 million Baht. This case is in the process of inquiry by the special case inquiry

provide attendees with insights from case studies for curriculum development The lecture took place on 23 February 2023, at the SEC Building.

case proceedings. SEC Act S.301 Criminal Complaint Filed with an Inquiry Official Dated 09/03/2004

case is under consideration of the Appeal Court. SEC Act S.315 Criminal Complaint Filed with an Inquiry Official Dated 13/10/2006

action was deemed a violation of Section 16 of the Derivatives Act B.E.2546 (2003). This case is under consideration of the public prosecutor. DV Act S.16 Criminal Complaint Filed with an Inquiry

statements for the six-month period ended June 30, 2008 to the SEC and the SET within the specified period. The public prosecutor issued a non-prosecution order; the case was therefore deemed final. SEC Act

embezzling Baht 42 million from SECC share subscription account. This case is under consideration of the public prosecutor. SEC Act S.307 308 311 in conjunction with 315 Criminal Complaint Filed with an

343 of the Penal Code. The public prosecutor issued a non-prosecution order. The case was deemed final. DV Act S.343 of the Penal Code Criminal Complaint Filed with an Inquiry Official Dated 18/12

using information about the funds’ investment plans to trade securities for his personal or other persons’ gains (front running). The criminal case is closed because the alleged offender died. SEC Act

as well as a violation of Section 89/7 of the same Act, as the case may be. This case is in the process of inquiry by the special case inquiry official. SEC Act S.307 308 311 312 313 315 89/7