regulations: Clause 1. In this Notification: (1) “Gold derivatives brokerage business” means derivatives business in the category of derivatives broker limited to gold derivatives. (2) “Gold business operator
derivatives. (2) “Gold business operator” means any person undertaking business relating to buying or selling gold in Thailand. (3) “Major shareholder” means any holder or beneficial owner of shares in the
manager; (d) investor contact; (4) “personnel in derivatives business” means any person who performs duties for the benefit of the derivatives business operator or who is related to the derivatives business
. 2546 30 03/07/2003 06/01/2004 2. Notification of the Office of the Securities and Exchange Commission SorThor. 24/2548 Re: Approval for Auditor of a Derivatives Business Operator, Derivatives
) DigitalAsset Content Rules and Regulations List of licensed / approval digital asset business operator SEC News relating to digital asset Investor Alert Rules and
(United States) DigitalAsset Content Rules and Regulations List of licensed / approval digital asset business operator SEC News relating to digital asset Investor Alert
the scope of service provision to also cover the new type of digital asset business operator: Digital Asset Custodial Wallet Provider; (2) To revise the restrictive rules in cases where digital
cover the new type of digital asset business operator: Digital Asset Custodial Wallet Provider**; (2) Revising the restrictive rules allowing digital asset business operators granted
The SEC’s policy is to strengthen the oversight of digital asset business operators with a focus on quality and reliability enhancement of such business operator to protect investors. This means the